Securely upload your raw file for the end of the quarter through our site by going here:
The file can be from you custodian(s) or portfolio management software. Please remove any client specific information before you upload. If you have questions about data harvesting, review our data harvesting document here or contact us for help.
At minimum, the following is needed (by aggregate security or individual holdings across your firm):
- Number of Shares
- Market Value
- CUSIP (or Symbol if CUSIP is unavailable)
Once we receive the file, we process it by adding appropriate fields, cross reference the CUSIPs based on what is reportable from the latest SEC list, apply the minimum thresholds and sum positions (if needed). Once the XML is complete, we process the filing and upload the XML for you. You will receive an email confirmation from EDGAR when complete and we will send you a copy of your data.