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Form 13F Filing Deadlines: 2026–2028

March 30, 2026 By Aryn Sands

Use this calendar to plan Form 13F preparation for report periods ending in 2026 through 2028. The dates below reproduce the schedule in the SEC’s current Frequently Asked Questions About Form 13F, updated March 6, 2026.

The 45-Day Filing Rule

The SEC’s FAQ explains that Rule 13f-1(a)(1) requires the first filing within 45 days after the end of the calendar year in which the filing threshold is met, followed by filings for the next three calendar quarters. When a deadline falls on a Saturday, Sunday, or holiday, the filing is due on the first business day thereafter.

Form 13F Deadlines for 2026–2028

Report periodQuarter endingSEC-listed deadline
Q1 2026March 31, 2026May 15, 2026
Q2 2026June 30, 2026August 14, 2026
Q3 2026September 30, 2026November 16, 2026
Q4 2026December 31, 2026February 16, 2027
Q1 2027March 31, 2027May 17, 2027
Q2 2027June 30, 2027August 16, 2027
Q3 2027September 30, 2027November 15, 2027
Q4 2027December 31, 2027February 14, 2028
Q1 2028March 31, 2028May 15, 2028
Q2 2028June 30, 2028August 14, 2028
Q3 2028September 30, 2028November 14, 2028
Q4 2028December 31, 2028February 14, 2029

If a Filing Will Be Late

The SEC’s FAQ states that it does not grant extensions. It directs a manager that misses a deadline to submit as soon as possible and not to submit a misleading or incorrect filing. Firms should consult qualified legal or compliance professionals about their circumstances.

Plan the Filing Workflow

Allow time before the deadline to gather position data, compare securities with the current SEC Section 13(f) securities list, resolve data questions, prepare the information table, validate the submission, and address any EDGAR errors. File13F helps investment managers with the technical preparation and filing workflow.

Contact File13F to discuss filing support for your firm, or review our Form 13F filing service.

Sources

  • U.S. Securities and Exchange Commission, Frequently Asked Questions About Form 13F, Question 25, updated March 6, 2026.
  • U.S. Office of Personnel Management, Federal Holidays, 2026 and 2027 schedules.

Sources accessed September 3, 2026. This page is general information, not legal or compliance advice. Filing obligations and SEC procedures can change; verify the current SEC instructions and consult qualified professionals about your firm.

Filed Under: Form 13F Filing

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