Michael Kitces, an investment advisor/financial planning expert, recently shared this article on his site. Our firm reached out to Mr. Kitces in January of this year expressing our concerns that a lot of firms were not filing their 13F but should be. We have been informed of many situations where firms did not understand the EDGAR filing requirement until they were audited.
Our goal was to help raise awareness of this requirement and let firms know that we are an outlet to help them. File 13F assists filers with understanding form 13F requirements, determine the best way to gather the necessary data, prepare the information into the proper format (XML) and ultimately complete the filing accurately.
If you are not sure you are required to file, please reach out to us and we will see if your firm has hit the threshold. This is a COMPLIMENTARY service in order to help assure everyone is filing that needs to be.